Steven Allen Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Committed Capital Financial Services Limited

    FRN 192203

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Nov 2022)
    • CF10 Compliance Oversight (11 Aug 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (11 Sep 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Sep 2006 to 31 Oct 2007)
    • CF1 Director (3 Mar 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (17 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
  • DAVIES BROKING SERVICES LIMITED (no longer approved here)

    FRN 486865

    • CF2 Non Executive Director (AR) (2 Feb 2022 to 1 Feb 2024)
  • CHC Insurance Services Limited (no longer approved here)

    FRN 791591

    • Employed By (2 Feb 2022 to 1 Feb 2024)
  • Committed Capital Limited (no longer approved here)

    FRN 435760

    • Employed By (9 Mar 2018 to 13 Aug 2021)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (9 Mar 2018 to 13 Aug 2021)
    • CF1 Director (AR) (9 Mar 2018 to 13 Aug 2021)
  • Succession Advisory Services Limited (no longer approved here)

    FRN 510054

    • CF2 Non Executive Director (13 Oct 2010 to 23 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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