Committed Capital Financial Services Limited

• Principal Place of Business

  Committed Capital UK Ltd

  150 Buckingham Palace Road

  London

  Westminster

  SW1W 9TR

  UNITED KINGDOM

  Phone

  +4402075291350

  Web

  https://www.committedcapital.co.uk

• Complaints Contact

  150 Buckingham Palace Road

  3rd Floor

  Victoria

  London

  Greater London

  SW1W 9TR

  UNITED KINGDOM

  Phone

  +4402075291350

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Charles Starling

  IRN ACS01177

  • CF30 Customer (15 Jun 2011 to 8 Dec 2019)
• Alexander James Bevan Phillips

  IRN AJP01166

  • CF30 Customer (22 Apr 2014 to 9 Oct 2018)
• Andrew Bloxam

  IRN AXB01481

  • CF11 Money Laundering Reporting (11 Aug 2009 to 27 Oct 2017)
  • CF30 Customer (1 Nov 2007 to 27 Oct 2017)
  • CF23 Corporate Finance Adviser (15 Aug 2007 to 31 Oct 2007)
• Antony Phillip Norman Abell

  IRN APA01038

  • CF3 Chief Executive (AR) (18 Aug 2011 to 12 Dec 2012)
  • CF30 Customer (18 Aug 2011 to 12 Dec 2012)
  • CF4 Partner (AR) (18 Aug 2011 to 12 Dec 2012)
• Catherine Mary Potter

  IRN CMP01066

  • CF2 Non Executive Director (1 Dec 2001 to 3 May 2005)
• David Patrick McCrossan

  IRN DPM01109

  • CF30 Customer (29 Jun 2011 to 12 Dec 2012)
  • CF4 Partner (AR) (29 Jun 2011 to 12 Dec 2012)
• Else Thomson

  IRN EHD01006

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Nov 2022)
  • CF30 Customer (5 Jul 2018 to 8 Dec 2019)
  • CF1 Director (5 Jul 2018 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (21 Sep 2006 to 27 Apr 2007)
  • CF11 Money Laundering Reporting (22 Aug 2006 to 27 Apr 2007)
  • CF13 Finance (22 Aug 2006 to 27 Apr 2007)
  • CF10 Compliance Oversight (22 Aug 2006 to 27 Apr 2007)
  • CF21 Investment Adviser (19 Jul 2005 to 21 Sep 2006)
• Gareth Gurney Bradburn

  IRN GGB01010

  • CF21 Investment Adviser (20 Jul 2005 to 5 Jun 2006)
  • CF23 Corporate Finance Adviser (20 Jul 2005 to 5 Jun 2006)
• Glen David Stewart

  IRN GDS01083

  • CF30 Customer (21 Nov 2016 to 8 Dec 2019)
• Gurpreet Nagi

  IRN GXN00092

  • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 8 Feb 2024)

• Auxilia Partners Ltd (no longer appointed)

  FRN 815691 · Appointed 7 Aug 2018 · Until 22 Jan 2020

• Variable Pitch Partners LLP (no longer appointed)

  FRN 552912 · Appointed 7 Jun 2011 · Until 12 Nov 2015

• Committed Capital Limited (no longer appointed)

  FRN 435760 · Appointed 19 Jul 2005 · Until 23 Mar 2010 · Tied agent

No changes recorded yet.