Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Committed Capital Financial Services Limited
FRN 192203
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Nov 2022)
- CF1 Director (5 Jul 2018 to 8 Dec 2019)
- CF30 Customer (5 Jul 2018 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (21 Sep 2006 to 27 Apr 2007)
- CF10 Compliance Oversight (22 Aug 2006 to 27 Apr 2007)
- CF11 Money Laundering Reporting (22 Aug 2006 to 27 Apr 2007)
- CF13 Finance (22 Aug 2006 to 27 Apr 2007)
- CF21 Investment Adviser (19 Jul 2005 to 21 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.