Richard John Rhodes

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PFM Associates Limited
FRN 213724
- CF1 Director (AR) (since 29 Apr 2025)
- SMF3 Executive Director (since 22 Dec 2020)
Finitor Wealth Platform Ltd
FRN 1012010
- (1)Employed By (since 29 Apr 2025)
Succession Financial Management Limited (no longer approved here)
FRN 225831
- CF1 Director (18 Feb 2014 to 8 Dec 2014)
- CF2 Non Executive Director (14 Nov 2012 to 3 Feb 2014)
SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 588378
- CF1 Director (19 Aug 2013 to 8 Dec 2014)
Succession Advisory Services Limited (no longer approved here)
FRN 510054
- CF10a CASS Oversight function (25 Feb 2013 to 25 Feb 2013)
- CF1 Director (17 Jan 2012 to 8 Dec 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.