Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wesleyan Unit Trust Managers Limited
FRN 175798
- SMF9 Chair of the Governing Body (since 31 May 2025)
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EBI PORTFOLIOS LTD
FRN 581079
- SMF9 Chair of the Governing Body (since 13 May 2025)
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- SMF10 Chair of the Risk Committee (1 Nov 2023 to 31 Aug 2024)
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- SMF10 Chair of the Risk Committee (14 Oct 2022 to 31 Aug 2024)
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- SMF10 Chair of the Risk Committee (14 Oct 2022 to 31 Aug 2024)
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- Director of firm who is not a certification employee or a SMF manager (26 May 2022 to 31 Aug 2024)
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- Director of firm who is not a certification employee or a SMF manager (26 May 2022 to 31 Aug 2024)
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- CF2 Non Executive Director (11 Mar 2016 to 12 Oct 2017)
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- CF10a CASS Oversight function (1 Oct 2012 to 18 Apr 2013)
- CF3 Chief Executive (21 Aug 2012 to 18 Apr 2013)
- CF1 Director (21 Aug 2012 to 18 Apr 2013)
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- CF1 Director (21 Nov 2011 to 1 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.