Date authorised
1 April 2013
Companies House
02089815
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401204803500
  • Complaints Contact

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ana Louise Jordan

    IRN AXJ00360

    • [FCA CF] Significant management (1 Aug 2022 to 3 Apr 2024)
  • Angel Aurora Joy Littler

    IRN AXL00257

    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 17 Jan 2022)
    • [FCA CF] Significant management (31 Jan 2021 to 17 Jan 2022)
  • Arthur David Cragg

    IRN ADC01184

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
    • CF10 Compliance Oversight (12 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jun 2015 to 16 Jan 2017)
  • Bradley Nicholas Kilbane

    IRN BNK01008

    • CF10 Compliance Oversight (22 Sep 2014 to 30 Apr 2015)
  • Bruce Ian Marsh

    IRN BIM00002

    • CF1 Director (5 May 2005 to 1 Nov 2006)
    • CF21 Investment Adviser (14 Mar 2002 to 17 Nov 2003)
  • Carol Ann Ridlington

    IRN CAR01117

    • CF1 Director (26 May 2006 to 1 Nov 2006)
  • Catherine Elizabeth Ormerod

    IRN CXO00072

    • [FCA CF] Manager of certification employee (11 Nov 2022 to 30 Apr 2023)
    • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 30 Apr 2023)
  • Charlotte Elizabeth Nolan

    IRN CXN00125

    • [FCA CF] Functions requiring qualifications (22 Jul 2022 to 1 Nov 2023)
    • [FCA CF] Manager of certification employee (22 Jul 2022 to 1 May 2023)
  • Chirantan Barua

    IRN CXB01971

    • SMF1 Chief Executive (since 1 Sep 2024)
    • SMF3 Executive Director (since 1 Sep 2024)
    • Responsible for Insurance Distribution (since 1 Sep 2024)
  • Christopher John George Moulder

    IRN CJM01477

    • SMF9 Chair of the Governing Body (since 23 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2024 to 31 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.