Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2023)
  • FIRST SENTINEL WEALTH LIMITED (no longer approved here)

    FRN 1007288

    • [FCA CF] Functions requiring qualifications (22 Jul 2025 to 9 Sep 2025)
    • [FCA CF] Client dealing (22 Jul 2025 to 9 Sep 2025)
  • Aventur Wealth Ltd (no longer approved here)

    FRN 968770

    • [FCA CF] Client dealing (9 May 2022 to 9 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 May 2022 to 9 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 May 2018 to 30 Apr 2019)
  • Bruce Ian Marsh (no longer approved here)

    FRN 807874

    • Employed By (8 May 2018 to 30 Apr 2019)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • CF1 Director (5 May 2005 to 1 Nov 2006)
    • CF21 Investment Adviser (14 Mar 2002 to 17 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.