Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Sentinel Corporate Finance Limited
FRN 760668
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- Appointed representative dealing with clients for which they require qualification (since 1 Nov 2023)
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- [FCA CF] Functions requiring qualifications (22 Jul 2025 to 9 Sep 2025)
- [FCA CF] Client dealing (22 Jul 2025 to 9 Sep 2025)
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- [FCA CF] Client dealing (9 May 2022 to 9 Mar 2023)
- [FCA CF] Functions requiring qualifications (9 May 2022 to 9 Mar 2023)
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- CF30 Customer (8 May 2018 to 30 Apr 2019)
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- Employed By (8 May 2018 to 30 Apr 2019)
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- CF1 Director (5 May 2005 to 1 Nov 2006)
- CF21 Investment Adviser (14 Mar 2002 to 17 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.