FIRST SENTINEL WEALTH LIMITED

• Principal Place of Business

  84 Eccleston Square

  London

  SW1V 1PX

  UNITED KINGDOM

  Phone

  +442045836084

  Web

  https://firstsentinelwealth.com

• Complaints Contact

  84 Eccleston Square

  London

  SW1V 1PX

  UNITED KINGDOM

  Phone

  +442045836084

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Behnaam Barratt

  IRN BXB16429

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 22 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
• Billal Popal

  IRN BXP00355

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
• Bruce Ian Marsh

  IRN BIM00002

  • [FCA CF] Client dealing (22 Jul 2025 to 9 Sep 2025)
  • [FCA CF] Functions requiring qualifications (22 Jul 2025 to 9 Sep 2025)
• Jack Ballard

  IRN JXB01388

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 22 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
• Jonathan William Hives

  IRN JWH01131

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 22 Jul 2025)
  • Responsible for Insurance Distribution (since 22 Jul 2025)
  • SMF1 Chief Executive (since 22 Jul 2025)
  • SMF16 Compliance Oversight (since 22 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2025)
  • [FCA CF] Client dealing (since 22 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
• Tobias Band

  IRN TXB22414

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 22 Jul 2025)
  • [FCA CF] Client dealing (since 22 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
• Vijay Kumar Paul

  IRN VXP80340

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 24 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Oct 2025)

No changes recorded yet.