Tobias Band

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIRST SENTINEL WEALTH LIMITED

    FRN 1007288

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Jul 2025)
    • SMF3 Executive Director (since 22 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
  • First Sentinel Corporate Finance Limited

    FRN 760668

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
    • CF30 Customer (1 Nov 2022 to 22 Jul 2025)
    • CF1 Director (AR) (1 Nov 2022 to 22 Jul 2025)
  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • CF30 Customer (23 Oct 2019 to 22 Sep 2022)
  • ARLO International Limited (no longer approved here)

    FRN 821327

    • Employed By (23 Oct 2019 to 22 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.