The Arlo Group UK Limited

• Principal Place of Business

  Tower Court Business Centre (Purely Financial Ltd)

  Oakdale Road

  York

  YO30 4XL

  UNITED KINGDOM

  Phone

  +441226970444

  Web

  https://arlo-group.co.uk

• Complaints Contact

  Tower Court Business Centre (Purely Financial Ltd)

  Oakdale Road

  York

  YO30 4XL

  UNITED KINGDOM

  Phone

  +441226970444

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Keen

  IRN AXK00733

  • [FCA CF] Functions requiring qualifications (27 Jul 2023 to 14 Nov 2023)
• Alison Webster

  IRN AXW01995

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Apr 2025)
  • CF1 Director (3 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (9 Dec 2013 to 9 Jun 2022)
• Andrew Adebogun

  IRN AXA01571

  • CF30 Customer (20 Sep 2010 to 21 Nov 2013)
  • CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
• Anthony Howard Morgan

  IRN AHM00012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
• Behnaam Barratt

  IRN BXB16429

  • CF30 Customer (26 Jun 2019 to 21 Sep 2022)
• Catherine Bucki

  IRN CXB00858

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 25 Nov 2025)
  • [FCA CF] Client dealing (since 25 Nov 2025)
• Daniel Ernest Roberts

  IRN DER00013

  • [FCA CF] Client dealing (19 Nov 2020 to 1 Dec 2023)
  • [FCA CF] Functions requiring qualifications (19 Nov 2020 to 1 Dec 2023)
• Darryl Walter Gilder

  IRN DWG00014

  • [FCA CF] Functions requiring qualifications (27 Aug 2021 to 22 Nov 2021)
  • [FCA CF] Client dealing (27 Aug 2021 to 22 Nov 2021)
• David John Evans

  IRN DJE01111

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2021)
  • SMF3 Executive Director (since 19 Jul 2021)
  • SMF16 Compliance Oversight (since 19 Jul 2021)
• David John Simpson

  IRN DJS00035

  • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 24 Jul 2023)
  • [FCA CF] Client dealing (26 Nov 2020 to 24 Jul 2023)

• HARRISON ROWE PRIVATE WEALTH LTD (no longer appointed)

  FRN 843183 · Appointed 31 May 2019 · Until 14 Nov 2019

• ARLO International Limited (no longer appointed)

  FRN 821327 · Appointed 20 Sep 2018 · Until 25 Mar 2024

• John Sands (no longer appointed)

  FRN 602318 · Appointed 7 Apr 2014 · Until 23 Oct 2018

No changes recorded yet.