David John Evans

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Arlo Group UK Limited
FRN 208467
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2021)
- SMF16 Compliance Oversight (since 19 Jul 2021)
- SMF3 Executive Director (since 19 Jul 2021)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (30 Oct 2012 to 31 Jan 2014)
Rosemount Financial Solutions Ltd (no longer approved here)
FRN 448935
- (100)Employed By (30 Oct 2012 to 31 Jan 2014)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (29 Feb 2012 to 7 Jun 2012)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (7 Nov 2008 to 3 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.