Anthony Howard Morgan

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAF Financial Ltd

    FRN 977929

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 2 Oct 2023)
  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • ABACUS PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 220559

    • CF30 Customer (21 Mar 2013 to 31 Jul 2019)
    • CF21 Investment Adviser (3 Dec 2003 to 31 Oct 2007)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF21 Investment Adviser (25 Mar 2003 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.