ABACUS PORTFOLIO MANAGEMENT LIMITED

• Principal Place of Business

  336 Manchester Road

  Deepcar

  Sheffield

  South Yorkshire

  S36 2RH

  UNITED KINGDOM

  Phone

  +441142881122

• Complaints Contact

  336 Manchester Road

  Deepcar

  Sheffield

  South Yorkshire

  S36 2RH

  UNITED KINGDOM

  Phone

  +441142881122

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Personal pension scheme, Stakeholder pension scheme

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Foster-Ash

  IRN AXF00021

  • CF30 Customer (18 Sep 2008 to 14 Nov 2008)
  • Responsible for Insurance Mediation (14 Jan 2005 to 20 Aug 2008)
  • CF21 Investment Adviser (3 Jul 2003 to 31 Oct 2007)
  • CF10 Compliance Oversight (3 Jul 2003 to 20 Aug 2008)
  • CF1 Director (3 Jul 2003 to 20 Aug 2008)
• Andrew Roy Mackay

  IRN AXM00233

  • CF22 Investment Adviser (Trainee) (13 May 2004 to 1 Aug 2005)
• Anthony Clifford Yorke

  IRN ACY00001

  • CF30 Customer (1 Nov 2007 to 20 Dec 2011)
  • CF21 Investment Adviser (3 Dec 2003 to 17 May 2005)
• Anthony Howard Morgan

  IRN AHM00012

  • CF30 Customer (21 Mar 2013 to 31 Jul 2019)
  • CF21 Investment Adviser (3 Dec 2003 to 31 Oct 2007)
• Barry Hunter

  IRN BXH00072

  • CF30 Customer (21 Jan 2010 to 30 Jun 2010)
  • CF22 Investment Adviser (Trainee) (19 Oct 2007 to 19 Oct 2007)
• Barry Warburton

  IRN BXW00068

  • CF21 Investment Adviser (3 Jul 2003 to 17 Jul 2006)
• Carl Jonathon Seymour

  IRN CJS01205

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (3 Jul 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jul 2003 to 31 Oct 2007)
• Christopher John Vaughan

  IRN CJV00004

  • CF30 Customer (1 Nov 2007 to 16 Dec 2009)
  • CF21 Investment Adviser (3 Dec 2003 to 31 Oct 2007)
• Damian Lomax

  IRN DXL00089

  • CF30 Customer (1 Nov 2007 to 19 Dec 2007)
  • CF21 Investment Adviser (5 Dec 2003 to 6 Oct 2006)
• David Harry Newman

  IRN DHN00005

  • CF21 Investment Adviser (3 Jul 2003 to 3 Jul 2003)

No changes recorded yet.