Damian Lomax

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oracle Financial Advice Ltd

    FRN 958151

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
    • Responsibility for MCD Intermediation (since 1 Nov 2021)
    • Responsible for Insurance Distribution (since 1 Nov 2021)
    • SMF16 Compliance Oversight (since 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2021)
    • SMF3 Executive Director (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 1 Nov 2021)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (6 Apr 2023 to 4 Sep 2023)
    • [FCA CF] Client dealing (6 Apr 2023 to 4 Sep 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (26 Jan 2012 to 31 Jan 2013)
    • CF30 Customer (26 Jan 2012 to 31 Dec 2012)
  • ABACUS PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 220559

    • CF30 Customer (1 Nov 2007 to 19 Dec 2007)
    • CF21 Investment Adviser (5 Dec 2003 to 6 Oct 2006)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF21 Investment Adviser (25 Mar 2003 to 12 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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