Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
    • [FCA CF] Client dealing (since 22 Jul 2025)
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (since 1 Sep 2022)
    • CF30 Customer (12 May 2023 to 22 Jul 2025)
  • PURELY FINANCIAL LIMITED (no longer approved here)

    FRN 799761

    • [FCA CF] Functions requiring qualifications (11 Sep 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (11 Sep 2020 to 31 Dec 2021)
  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • CF30 Customer (26 Jun 2019 to 21 Sep 2022)
  • ARLO International Limited (no longer approved here)

    FRN 821327

    • Employed By (26 Jun 2019 to 21 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.