Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIRST SENTINEL WEALTH LIMITED
FRN 1007288
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
- [FCA CF] Client dealing (since 22 Jul 2025)
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First Sentinel Corporate Finance Limited
FRN 760668
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 1 Sep 2022)
- Appointed representative dealing with clients for which they require qualification (since 1 Sep 2022)
- CF30 Customer (12 May 2023 to 22 Jul 2025)
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- [FCA CF] Functions requiring qualifications (11 Sep 2020 to 31 Dec 2021)
- [FCA CF] Client dealing (11 Sep 2020 to 31 Dec 2021)
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- CF30 Customer (26 Jun 2019 to 21 Sep 2022)
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- Employed By (26 Jun 2019 to 21 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
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