Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • [FCA CF] Client dealing (26 Nov 2020 to 24 Jul 2023)
    • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 24 Jul 2023)
  • ABACUS PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 220559

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Dec 2003 to 31 Oct 2007)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF21 Investment Adviser (25 Mar 2003 to 15 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.