Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2025)
    • [FCA CF] Client dealing (since 25 Nov 2025)
  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 188611

    • CF30 Customer (7 Nov 2023 to 12 Jul 2024)
    • [FCA CF] Client dealing (1 May 2022 to 12 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (1 May 2022 to 12 Jul 2024)
    • [FCA CF] Functions requiring qualifications (1 May 2022 to 12 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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