The Arlo Group UK Limited

• Principal Place of Business

  Tower Court Business Centre (Purely Financial Ltd)

  Oakdale Road

  York

  YO30 4XL

  UNITED KINGDOM

  Phone

  +441226970444

  Web

  https://arlo-group.co.uk

• Complaints Contact

  Tower Court Business Centre (Purely Financial Ltd)

  Oakdale Road

  York

  YO30 4XL

  UNITED KINGDOM

  Phone

  +441226970444

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ethan Oliver Parkhouse

  IRN EXP00192

  • [FCA CF] Functions requiring qualifications (10 Mar 2023 to 20 Jun 2023)
• Finin Peter Houlihan

  IRN FPH01015

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • CF1 Director (AR) (16 Apr 2019 to 7 Dec 2022)
  • CF30 Customer (12 Nov 2018 to 14 Nov 2018)
• Graeme Whittaker Field

  IRN GFF00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 13 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 13 Feb 2026)
• Graham John Thornton

  IRN GJT00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
  • [FCA CF] Client dealing (since 22 Jan 2026)
  • CF30 Customer (13 Mar 2020 to 29 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2024)
• Graham Mark Dudley

  IRN GMD00010

  • [FCA CF] Functions requiring qualifications (10 Mar 2020 to 25 Oct 2024)
  • [FCA CF] Client dealing (10 Mar 2020 to 25 Oct 2024)
• Howard Street

  IRN HXS00041

  • CF30 Customer (23 Sep 2009 to 7 Mar 2010)
• James Ferguson

  IRN JXF01703

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Sep 2023)
  • [FCA CF] Client dealing (since 5 Sep 2023)
• James Wilson

  IRN JXW16141

  • [FCA CF] Client dealing (7 Sep 2021 to 10 Nov 2021)
  • [FCA CF] Functions requiring qualifications (7 Sep 2021 to 10 Nov 2021)
• Jamie Strachan Scott

  IRN JSS00011

  • [FCA CF] Client dealing (28 May 2021 to 8 Sep 2021)
  • [FCA CF] Functions requiring qualifications (28 May 2021 to 8 Sep 2021)
• Jesper Sommer Christensen

  IRN JXC00722

  • [FCA CF] Client dealing (31 Aug 2021 to 9 May 2023)
  • Appointed representative dealing with clients for which they require qualification (31 Aug 2021 to 9 May 2023)
  • [FCA CF] Functions requiring qualifications (31 Aug 2021 to 9 May 2023)

• HARRISON ROWE PRIVATE WEALTH LTD (no longer appointed)

  FRN 843183 · Appointed 31 May 2019 · Until 14 Nov 2019

• ARLO International Limited (no longer appointed)

  FRN 821327 · Appointed 20 Sep 2018 · Until 25 Mar 2024

• John Sands (no longer appointed)

  FRN 602318 · Appointed 7 Apr 2014 · Until 23 Oct 2018

No changes recorded yet.