Graham John Thornton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Arlo Group UK Limited

    FRN 208467

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
    • CF30 Customer (13 Mar 2020 to 29 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2024)
  • TITAN WEALTH PLANNING LTD

    FRN 574458

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
  • ARLO International Limited (no longer approved here)

    FRN 821327

    • Employed By (13 Mar 2020 to 17 Feb 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Apr 2011 to 17 Feb 2021)
    • CF1 Director (AR) (1 Apr 2011 to 17 Feb 2021)
  • B A Financial Management (no longer approved here)

    FRN 161446

    • Employed By (25 Oct 2007 to 17 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.