Howard Street

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Waterbridge Financial Planning Limited (no longer approved here)

    FRN 734536

    • [FCA CF] Client dealing (9 Dec 2020 to 30 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2023)
    • CF11 Money Laundering Reporting (3 Jun 2016 to 8 Dec 2019)
    • CF1 Director (3 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jun 2016 to 30 Sep 2018)
  • MOSAAC LIMITED (no longer approved here)

    FRN 581080

    • CF30 Customer (10 May 2013 to 26 Jul 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Nov 2010 to 9 Feb 2012)
  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • CF30 Customer (23 Sep 2009 to 7 Mar 2010)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (23 May 2009 to 6 Oct 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (26 Nov 2002 to 26 Dec 2003)
  • Insight Financial Management (no longer approved here)

    FRN 212016

    • (2)Employed By (31 May 2002 to 23 Dec 2003)
  • Liberty Financial Consultants (U772) (no longer approved here)

    FRN 194940

    • (8)Employed By (23 Apr 2002 to 8 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.