Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 May 2021 to 8 Sep 2021)
- [FCA CF] Functions requiring qualifications (28 May 2021 to 8 Sep 2021)
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- Appointed representative dealing with clients for which they require qualification (19 Oct 2020 to 31 Jan 2022)
- CF1 Director (AR) (16 Oct 2020 to 31 Jan 2022)
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- Employed By (16 Oct 2020 to 31 Jan 2022)
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- CF30 Customer (1 Nov 2007 to 21 Nov 2008)
- CF21 Investment Adviser (28 Nov 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Jun 2005 to 28 Nov 2005)
- CF7 Sole Trader (AR) (15 Jun 2005 to 28 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.