James Wilson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bordier & Cie (UK) PLC

    FRN 114324

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2021)
    • [FCA CF] Client dealing (since 15 Nov 2021)
  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • [FCA CF] Client dealing (7 Sep 2021 to 10 Nov 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2021 to 10 Nov 2021)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Client dealing (1 Jul 2021 to 6 Sep 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 6 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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