The Arlo Group UK Limited

• Principal Place of Business

  Tower Court Business Centre (Purely Financial Ltd)

  Oakdale Road

  York

  YO30 4XL

  UNITED KINGDOM

  Phone

  +441226970444

  Web

  https://arlo-group.co.uk

• Complaints Contact

  Tower Court Business Centre (Purely Financial Ltd)

  Oakdale Road

  York

  YO30 4XL

  UNITED KINGDOM

  Phone

  +441226970444

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Sands

  IRN JXS00208

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2024)
  • CF30 Customer (4 Apr 2019 to 8 Dec 2019)
• Jonathan William Hives

  IRN JWH01131

  • CF30 Customer (22 Jun 2020 to 21 Sep 2022)
• Kate McKay

  IRN KXR12978

  • [FCA CF] Functions requiring qualifications (10 Oct 2023 to 25 Oct 2024)
  • [FCA CF] Client dealing (10 Oct 2023 to 25 Oct 2024)
• Lian Jade O'Shea

  IRN LJO01035

  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Apr 2021)
  • CF11 Money Laundering Reporting (15 Apr 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Apr 2019 to 8 Dec 2019)
• Luke Samuel William Turner

  IRN LXT00130

  • [FCA CF] Client dealing (8 May 2025 to 21 Jul 2025)
  • [FCA CF] Functions requiring qualifications (16 Jul 2021 to 25 Oct 2024)
• Lyn Ellis

  IRN LXE01040

  • CF2 Non Executive Director (8 May 2002 to 27 Oct 2009)
• Marc Alexander Beattie

  IRN MXB06398

  • SMF3 Executive Director (9 Dec 2019 to 23 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Feb 2026)
  • Responsible for Insurance Distribution (7 Jan 2019 to 23 Feb 2026)
  • CF1 Director (7 Jan 2019 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (7 Jan 2019 to 23 Feb 2026)
  • CF30 Customer (24 Sep 2018 to 9 Jun 2022)
• Mathew Edward Samuel

  IRN MXS12878

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Nov 2025)
  • [FCA CF] Client dealing (since 12 Nov 2025)
• Nicholas Patrick Stanmore

  IRN NPS00014

  • [FCA CF] Functions requiring qualifications (9 Sep 2021 to 14 Nov 2022)
• Paul Barrie Uings

  IRN PXU11355

  • CF30 Customer (25 Feb 2020 to 9 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2024)
  • CF1 Director (AR) (13 Jun 2019 to 13 Nov 2019)

• HARRISON ROWE PRIVATE WEALTH LTD (no longer appointed)

  FRN 843183 · Appointed 31 May 2019 · Until 14 Nov 2019

• ARLO International Limited (no longer appointed)

  FRN 821327 · Appointed 20 Sep 2018 · Until 25 Mar 2024

• John Sands (no longer appointed)

  FRN 602318 · Appointed 7 Apr 2014 · Until 23 Oct 2018

No changes recorded yet.