Jonathan William Hives

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIRST SENTINEL WEALTH LIMITED

    FRN 1007288

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
    • SMF16 Compliance Oversight (since 22 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2025)
    • SMF3 Executive Director (since 22 Jul 2025)
    • [FCA CF] Client dealing (since 22 Jul 2025)
    • Responsible for Insurance Distribution (since 22 Jul 2025)
    • SMF1 Chief Executive (since 22 Jul 2025)
  • First Sentinel Corporate Finance Limited (no longer approved here)

    FRN 760668

    • CF30 Customer (4 Aug 2022 to 22 Jul 2025)
    • CF1 Director (AR) (4 Aug 2022 to 22 Jul 2025)
  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • CF30 Customer (22 Jun 2020 to 21 Sep 2022)
  • ARLO International Limited (no longer approved here)

    FRN 821327

    • Employed By (22 Jun 2020 to 21 Sep 2022)

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Updates to this individual's record on the FCA register.

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