John Sands

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAF Financial Ltd

    FRN 977929

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2024)
    • [FCA CF] Client dealing (since 17 Oct 2024)
  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2024)
    • CF30 Customer (4 Apr 2019 to 8 Dec 2019)
  • MOSAAC LIMITED (no longer approved here)

    FRN 581080

    • CF30 Customer (13 Apr 2016 to 10 Apr 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (23 May 2009 to 31 Dec 2009)
    • CF30 Customer (23 May 2009 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.