Paul Barrie Uings

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAF Financial Ltd

    FRN 977929

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2024)
    • [FCA CF] Client dealing (since 12 Jan 2024)
  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • CF30 Customer (25 Feb 2020 to 9 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2024)
    • CF1 Director (AR) (13 Jun 2019 to 13 Nov 2019)
  • ARLO International Limited (no longer approved here)

    FRN 821327

    • Employed By (25 Feb 2020 to 9 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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