Kate McKay

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAF Financial Ltd

    FRN 977929

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2024)
    • [FCA CF] Client dealing (since 20 Aug 2024)
  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • [FCA CF] Functions requiring qualifications (10 Oct 2023 to 25 Oct 2024)
    • [FCA CF] Client dealing (10 Oct 2023 to 25 Oct 2024)
  • First Service Financial Limited (no longer approved here)

    FRN 479175

    • [FCA CF] Client dealing (1 Sep 2020 to 30 Sep 2023)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 30 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.