First Service Financial Limited

• Principal Place of Business

  204 Ashby Road

  Loughborough

  Leicestershire

  LE11 3AG

  UNITED KINGDOM

  Phone

  +4401509438321

  Web

  https://www.firstservicefinancial.co.uk

• Complaints Contact

  204 Ashby Road

  Loughborough

  Leicestershire

  LE11 3AG

  UNITED KINGDOM

  Phone

  +441509438321

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ashley William Eyre

  IRN AXE00052

  • Responsibility for MCD Intermediation (10 Dec 2020 to 29 Oct 2021)
  • SMF16 Compliance Oversight (16 Sep 2020 to 29 Oct 2021)
  • SMF3 Executive Director (16 Sep 2020 to 29 Oct 2021)
  • Responsible for Insurance Distribution (16 Sep 2020 to 29 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Sep 2020 to 29 Oct 2021)
  • [FCA CF] Functions requiring qualifications (2 Apr 2020 to 29 Sep 2021)
• Barnaby Robin Meek

  IRN BXM00379

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 13 Jun 2023)
  • [FCA CF] Client dealing (since 13 Jun 2023)
• Ben Kemal Ahmet

  IRN BXA00307

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 23 Mar 2026)
  • [FCA CF] Client dealing (since 23 Mar 2026)
• Dean Christian Fletcher

  IRN DXF00295

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Mar 2024)
• Fadi Issam Siman

  IRN FXS00219

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
  • [FCA CF] Client dealing (since 9 Feb 2026)
• Francesca Large

  IRN FXH24134

  • SMF3 Executive Director (since 27 Jan 2020)
• Gary John Puffett

  IRN GJP00042

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
• Gary Weilding

  IRN GXW00104

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 21 May 2020)
  • [FCA CF] Client dealing (since 21 May 2020)
• Grace Crosby

  IRN GXC00621

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
• Harry Samuel Barnett

  IRN HXB00431

  • [FCA CF] Client dealing (3 Nov 2025 to 2 Jan 2026)
  • [FCA CF] Functions requiring qualifications (3 Nov 2025 to 2 Jan 2026)

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