Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Service Financial Limited
FRN 479175
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 9 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
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- Appointed representative dealing with clients for which they require qualification (16 Aug 2024 to 6 Mar 2025)
- CF1 Director (AR) (30 Jul 2024 to 6 Mar 2025)
- CF30 Customer (30 Jul 2024 to 6 Mar 2025)
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- (1)Employed By (30 Jul 2024 to 6 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.