Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 3 Jul 2025)
    • Responsibility for MCD Intermediation (since 3 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Nov 2024)
    • SMF16 Compliance Oversight (since 14 Nov 2024)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • [FCA CF] Manager of certification employee (14 Nov 2023 to 10 Jul 2024)
  • First Service Financial Limited (no longer approved here)

    FRN 479175

    • Responsibility for MCD Intermediation (10 Dec 2020 to 29 Oct 2021)
    • SMF3 Executive Director (16 Sep 2020 to 29 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Sep 2020 to 29 Oct 2021)
    • SMF16 Compliance Oversight (16 Sep 2020 to 29 Oct 2021)
    • Responsible for Insurance Distribution (16 Sep 2020 to 29 Oct 2021)
    • [FCA CF] Functions requiring qualifications (2 Apr 2020 to 29 Sep 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2020)
  • Paul Knowles (no longer approved here)

    FRN 160387

    • (5)Employed By (19 Jan 2012 to 25 Jul 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Jan 2012 to 25 Jul 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (9 Sep 2005 to 28 Jul 2006)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.