The Arlo Group UK Limited

• Principal Place of Business

  Tower Court Business Centre (Purely Financial Ltd)

  Oakdale Road

  York

  YO30 4XL

  UNITED KINGDOM

  Phone

  +441226970444

  Web

  https://arlo-group.co.uk

• Complaints Contact

  Tower Court Business Centre (Purely Financial Ltd)

  Oakdale Road

  York

  YO30 4XL

  UNITED KINGDOM

  Phone

  +441226970444

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Michael Shadbolt

  IRN PMS01078

  • [FCA CF] Client dealing (15 Jun 2021 to 23 Aug 2021)
  • [FCA CF] Functions requiring qualifications (15 Jun 2021 to 23 Aug 2021)
• Philip John Lee

  IRN PXL00049

  • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 11 Nov 2021)
• Raj Mansukhlal Sachdev

  IRN RMS01129

  • [FCA CF] Functions requiring qualifications (16 Nov 2021 to 12 Apr 2022)
  • [FCA CF] Client dealing (16 Nov 2021 to 12 Apr 2022)
• Robert Paul Symons

  IRN RPS00013

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 22 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
  • CF30 Customer (30 Jul 2020 to 9 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2024)
• Samuel Henry Arnot

  IRN SXA00975

  • [FCA CF] Functions requiring qualifications (10 Jul 2024 to 5 Nov 2024)
• Stephen Thomas Ellis

  IRN STE00004

  • Responsible for Insurance Distribution (1 Oct 2018 to 20 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 21 Nov 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (8 May 2002 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (8 May 2002 to 20 Oct 2018)
  • CF10 Compliance Oversight (8 May 2002 to 20 Oct 2018)
  • CF1 Director (8 May 2002 to 20 Oct 2018)
  • CF8 Apportionment and Oversight (8 May 2002 to 31 Mar 2009)
• Steven Graham Uttley

  IRN SGU01000

  • CF30 Customer (17 Nov 2008 to 21 Oct 2018)
• Thomas Sinan John Aykin

  IRN TSA01039

  • [FCA CF] Client dealing (28 May 2021 to 11 Nov 2021)
  • [FCA CF] Functions requiring qualifications (28 May 2021 to 11 Nov 2021)
• Tobias Band

  IRN TXB22414

  • CF30 Customer (23 Oct 2019 to 22 Sep 2022)
• Tyla Freddie Phillips

  IRN TFP01010

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2022)
  • CF30 Customer (20 Feb 2019 to 8 Dec 2019)

• HARRISON ROWE PRIVATE WEALTH LTD (no longer appointed)

  FRN 843183 · Appointed 31 May 2019 · Until 14 Nov 2019

• ARLO International Limited (no longer appointed)

  FRN 821327 · Appointed 20 Sep 2018 · Until 25 Mar 2024

• John Sands (no longer appointed)

  FRN 602318 · Appointed 7 Apr 2014 · Until 23 Oct 2018

No changes recorded yet.