Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
    • CF30 Customer (30 Jul 2020 to 9 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
    • [FCA CF] Client dealing (since 1 Oct 2024)
  • ARLO International Limited (no longer approved here)

    FRN 821327

    • Employed By (30 Jul 2020 to 9 Jun 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (19 Dec 2002 to 14 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.