Stephen Thomas Ellis

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Arlo Group UK Limited (no longer approved here)

    FRN 208467

    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 21 Nov 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (8 May 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (8 May 2002 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (8 May 2002 to 20 Oct 2018)
    • CF10 Compliance Oversight (8 May 2002 to 20 Oct 2018)
    • CF1 Director (8 May 2002 to 20 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.