Jack Ballard

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIRST SENTINEL WEALTH LIMITED

    FRN 1007288

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
    • [FCA CF] Client dealing (since 22 Jul 2025)
  • First Sentinel Corporate Finance Limited (no longer approved here)

    FRN 760668

    • CF30 Customer (17 Jun 2025 to 22 Jul 2025)
  • Humboldt Financial Limited (no longer approved here)

    FRN 826457

    • [FCA CF] Client dealing (4 Jul 2023 to 27 Feb 2025)
    • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 27 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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