Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Halifax Share Dealing Limited
FRN 183332
- Responsible for Insurance Distribution (since 24 Apr 2025)
- SMF1 Chief Executive (since 1 Sep 2024)
- SMF3 Executive Director (since 1 Sep 2024)
- SMF7 Group Entity Senior Manager (1 May 2023 to 1 Nov 2023)
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Embark Services Limited
FRN 120820
- Responsible for Insurance Distribution (since 1 Sep 2024)
- SMF1 Chief Executive (since 1 Sep 2024)
- SMF3 Executive Director (since 1 Sep 2024)
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EBS Pensions Limited
FRN 134908
- SMF1 Chief Executive (since 1 Sep 2024)
- SMF3 Executive Director (since 1 Sep 2024)
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Sterling ISA Managers Limited
FRN 191278
- SMF3 Executive Director (since 1 Sep 2024)
- SMF1 Chief Executive (since 1 Sep 2024)
- Responsible for Insurance Distribution (since 1 Sep 2024)
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Embark Investment Services Limited
FRN 737356
- SMF3 Executive Director (since 1 Sep 2024)
- SMF1 Chief Executive (since 1 Sep 2024)
- Responsible for Insurance Distribution (since 1 Sep 2024)
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HBOS Investment Fund Managers Limited
FRN 119223
- [FCA CF] Manager of certification employee (since 3 Apr 2024)
- [PRA CF] Managing a material risk taker (since 3 Apr 2024)
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Lloyds Bank PLC
FRN 119278
- SMF18 Other Overall Responsibility (since 1 May 2023)
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- SMF3 Executive Director (since 1 May 2023)
- SMF1 Chief Executive (since 1 May 2023)
- Responsible for Insurance Distribution (since 1 May 2023)
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Bank of Scotland plc
FRN 169628
- SMF18 Other Overall Responsibility (since 1 May 2023)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF1 Chief Executive (since 1 May 2023)
- Responsible for Insurance Distribution (since 1 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
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