Embark Investment Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://scottishwidows.co.uk/platform

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited dealing as a principal in investments in the rights under the scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Geoffrey Michael Collett

  IRN AGC01155

  • [FCA CF] Client dealing (since 22 Apr 2026)
• Alan Brown

  IRN AJB01703

  • [FCA CF] Client dealing (since 8 Feb 2021)
  • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 28 Jan 2022)
• Alastair James Fletcher

  IRN AJF01097

  • [FCA CF] Client dealing (since 31 Jan 2021)
  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 28 Jan 2022)
• Alexander McLean Brown

  IRN AXB00843

  • [FCA CF] Functions requiring qualifications (10 Sep 2021 to 19 Jul 2023)
• Allison Hewitt

  IRN AXH46778

  • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2023)
  • [FCA CF] Significant management (21 Jan 2022 to 31 Oct 2024)
  • [FCA CF] Manager of certification employee (21 Jan 2022 to 22 Apr 2024)
• Allison Pepper

  IRN AXP00488

  • [FCA CF] Functions requiring qualifications (16 Sep 2021 to 15 Feb 2023)
• Amit Thawani

  IRN AXT00586

  • SMF24 Chief Operations (since 1 Sep 2024)
• Ana Louise Jordan

  IRN AXJ00360

  • [FCA CF] Material risk taker (1 Aug 2022 to 3 Apr 2024)
  • [FCA CF] Significant management (1 Aug 2022 to 3 Apr 2024)
• Andrew Norris

  IRN AXN01070

  • [FCA CF] Client dealing (since 31 Jan 2021)
  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 28 Jan 2022)
• Angel Aurora Joy Littler

  IRN AXL00257

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2021)
  • [FCA CF] Significant management (31 Jan 2021 to 6 Nov 2024)

No changes recorded yet.