Andrew Norris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Embark Investment Services Limited
FRN 737356
- [FCA CF] Client dealing (since 31 Jan 2021)
- [FCA CF] Functions requiring qualifications (31 Jan 2021 to 28 Jan 2022)
Argonaut Capital Partners LLP (no longer approved here)
FRN 433809
- CF30 Customer (1 Nov 2007 to 30 Mar 2012)
- CF26 Customer Trading (25 Sep 2006 to 31 Oct 2007)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF26 Customer Trading (26 Aug 2004 to 20 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.