Argonaut Capital Partners LLP

Date authorised
1 April 2013
Companies House
SO300614
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 North Audley Street
    London
    Westminster
    W1K 6LX
    UNITED KINGDOM
    Phone
    +4402038757809
    Web
    https://www.argonautcapital.co.uk

  • Complaints Contact

    20 North Audley Street
    London
    Westminster
    W1K 6LX
    UNITED KINGDOM
    Phone
    +4407392379050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Ignis Investment Services Limited

    IRN XXI01060

    • CF4 Partner (29 May 2015 to 21 Jul 2016)
  • Aaron Rock

    IRN ASR01064

    • CF30 Customer (24 Feb 2009 to 18 Jul 2012)
  • Alexander John Dougal Chatterton

    IRN AXC06971

    • [FCA CF] Client dealing (since 6 Jan 2025)
  • Amy Elizabeth Grovit

    IRN AEH01071

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jan 2020)
    • CF10 Compliance Oversight (5 May 2017 to 8 Dec 2019)
  • Andrew Norris

    IRN AXN01070

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF26 Customer Trading (25 Sep 2006 to 31 Oct 2007)
  • Angela McLean

    IRN AXM02382

    • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
    • CF26 Customer Trading (20 Oct 2006 to 31 Oct 2007)
  • Arleen Mary McGichen

    IRN AMM01207

    • CF28 Systems and controls (1 Nov 2007 to 18 Jul 2012)
    • CF15 Internal Audit (18 Oct 2005 to 31 Oct 2007)
  • Barry John Norris

    IRN BJN01009

    • [FCA CF] Significant management (since 22 Feb 2021)
    • [FCA CF] Client dealing (since 22 Feb 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Sep 2005 to 31 Oct 2007)
    • CF4 Partner (30 Sep 2005 to 8 Dec 2019)
    • CF3 Chief Executive (30 Sep 2005 to 8 Dec 2019)
    • CF27 Investment Management (30 Sep 2005 to 31 Oct 2007)
  • Betsy Bruce Anderson

    IRN BBA01002

    • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
    • CF26 Customer Trading (30 Sep 2005 to 31 Oct 2007)
  • Brian William Jack

    IRN BWJ01008

    • CF30 Customer (1 Nov 2007 to 18 Jul 2012)
    • CF26 Customer Trading (20 Jun 2007 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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