Aaron Rock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Fund Managers Limited

    FRN 121803

    • [FCA CF] Material risk taker (since 6 Mar 2024)
    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
  • abrdn Investments Limited

    FRN 121891

    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited

    FRN 188406

    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (27 Apr 2018 to 8 Dec 2019)
  • Argonaut Capital Partners LLP (no longer approved here)

    FRN 433809

    • CF30 Customer (24 Feb 2009 to 18 Jul 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 Jun 2008 to 28 Jul 2008)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (1 Nov 2007 to 22 Jul 2008)
    • CF26 Customer Trading (5 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.