Amit Thawani

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Halifax Share Dealing Limited
FRN 183332
- SMF24 Chief Operations (since 1 Sep 2024)
Sterling ISA Managers Limited
FRN 191278
- SMF24 Chief Operations (since 1 Sep 2024)
Embark Investment Services Limited
FRN 737356
- SMF24 Chief Operations (since 1 Sep 2024)
SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF24 Chief Operations (since 7 Dec 2023)
Lloyds Bank General Insurance Limited
FRN 202091
- SMF24 Chief Operations (since 7 Dec 2023)
St Andrew's Insurance Plc
FRN 202932
- SMF24 Chief Operations (since 7 Dec 2023)
Lloyds Bank PLC
FRN 119278
- [FCA CF] Material risk taker (since 2 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2023)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- SMF24 Chief Operations (7 Dec 2023 to 13 Dec 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.