Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 1 May 2023)
    • SMF1 Chief Executive (since 1 May 2023)
    • SMF1 Chief Executive (since 1 May 2023)
    • Responsible for Insurance Distribution (since 1 May 2023)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • SMF7 Group Entity Senior Manager (1 May 2023 to 13 Dec 2023)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • SMF7 Group Entity Senior Manager (1 May 2023 to 1 May 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 18 Oct 2022)
    • [FCA CF] Significant management (1 Oct 2021 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Jun 2021 to 8 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jan 2021 to 31 Dec 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 18 Oct 2022)
    • [FCA CF] Significant management (1 Oct 2021 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Jun 2021 to 8 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jan 2021 to 31 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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