Embark Services Limited

Date authorised
1 April 2013
Companies House
02089815
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401204803500
    Web
    https://www.embarkpensions.co.uk

  • Complaints Contact

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Marshall Bates

    IRN CMB00020

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF1 Director (13 Jan 2003 to 1 Nov 2006)
    • CF24 Pension Transfer Specialist (14 Feb 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Christopher Roy Spencer

    IRN CRS01124

    • SMF1 Chief Executive (13 May 2022 to 1 Nov 2022)
    • SMF3 Executive Director (8 Sep 2020 to 1 Nov 2022)
  • Christopher William Alton

    IRN CWA01014

    • CF30 Customer (1 Nov 2007 to 4 Nov 2009)
    • CF21 Investment Adviser (6 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 6 Jun 2005)
  • Colin Stephen Moody

    IRN CSM01099

    • [FCA CF] Significant management (31 Jan 2021 to 31 Jan 2022)
  • David Andrew Lowe

    IRN DXL33475

    • SMF3 Executive Director (1 Apr 2022 to 31 Aug 2022)
    • [FCA CF] Significant management (31 Jan 2021 to 31 Aug 2022)
  • David Caldwell

    IRN DXC01774

    • CF13 Finance (26 May 2006 to 26 Jun 2006)
    • CF1 Director (26 May 2006 to 26 Jun 2006)
  • David James Jackman

    IRN DJJ01097

    • CF2 Non Executive Director (30 Sep 2010 to 30 Sep 2016)
  • David John Etherington

    IRN DJE01069

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 4 Apr 2021)
    • CF2 Non Executive Director (13 Feb 2014 to 8 Dec 2019)
  • David White

    IRN DXW00024

    • CF2 Non Executive Director (7 Apr 2014 to 3 Feb 2017)
    • CF3 Chief Executive (8 Feb 2012 to 24 Jun 2013)
    • Responsible for Insurance Mediation (28 Apr 2008 to 9 May 2013)
    • CF8 Apportionment and Oversight (28 Apr 2008 to 31 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF1 Director (13 Jan 2003 to 1 Apr 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Deborah Jane Woodhead

    IRN DJW01319

    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 29 Jun 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.