Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Embark Services Limited (no longer approved here)

    FRN 120820

    • SMF3 Executive Director (1 Apr 2022 to 31 Aug 2022)
    • [FCA CF] Significant management (31 Jan 2021 to 31 Aug 2022)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • SMF3 Executive Director (1 Apr 2022 to 31 Aug 2022)
    • [FCA CF] Significant management (31 Jan 2021 to 31 Aug 2022)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • [FCA CF] Significant management (31 Jan 2021 to 31 Aug 2022)
    • [FCA CF] Material risk taker (31 Jan 2021 to 31 Aug 2022)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF7 Group Entity Senior Manager (20 May 2020 to 31 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.