Christopher Marshall Bates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (11 Mar 2016 to 8 Dec 2019)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF1 Director (13 Jan 2003 to 1 Nov 2006)
    • CF24 Pension Transfer Specialist (14 Feb 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.