Colin Stephen Moody

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alltrust Services Limited

    FRN 461966

    • SMF3 Executive Director (since 22 Sep 2023)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • [FCA CF] Significant management (31 Jan 2021 to 31 Jan 2022)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • [FCA CF] Significant management (31 Jan 2021 to 31 Jan 2022)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • CF10a CASS Oversight function (11 Mar 2016 to 10 May 2016)
    • CF1 Director (5 Aug 2015 to 15 Feb 2017)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • CF10a CASS Oversight function (11 Mar 2016 to 10 May 2016)
    • CF1 Director (5 Aug 2015 to 15 Feb 2017)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF1 Director (10 May 2012 to 15 Feb 2017)
    • CF10a CASS Oversight function (1 Oct 2011 to 15 Feb 2017)
    • CF29 Significant management (6 Apr 2011 to 25 Nov 2013)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • CF1 Director (10 May 2012 to 15 Feb 2017)
    • CF29 Significant management (22 Mar 2011 to 25 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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