Christopher William Alton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2025)
    • CF30 Customer (13 Jun 2014 to 8 Dec 2019)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • CF30 Customer (1 Nov 2007 to 4 Nov 2009)
    • CF21 Investment Adviser (6 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 6 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.