Date authorised
1 April 2013
Companies House
02089815
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401204803500
  • Complaints Contact

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Deborah Lee Llewelyn

    IRN DXL00284

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2024 to 18 Mar 2025)
  • Dena Brumpton

    IRN DJB01676

    • Director of firm who is not a certification employee or a SMF manager (since 2 Feb 2026)
  • Donald MacKechnie

    IRN DXM01896

    • SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 2 Nov 2023)
  • Dudley Mark Hewitt Skinner

    IRN DMS01106

    • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 31 Aug 2024)
    • CF2 Non Executive Director (27 Mar 2014 to 1 Feb 2017)
  • Duncan Paul Mitchell

    IRN DPM00018

    • CF30 Customer (26 Jun 2009 to 4 Nov 2009)
  • Elaine Jacqueline Hiatt

    IRN EXH00115

    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 1 Nov 2023)
  • Elaine Turtle

    IRN EXB01275

    • CF1 Director (5 May 2005 to 1 Nov 2006)
  • Gareth John Anthony

    IRN GXA00086

    • [FCA CF] Manager of certification employee (22 Jul 2022 to 30 Apr 2023)
    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 1 Nov 2023)
  • Gary Dixon

    IRN GXD01117

    • CF2 Non Executive Director (12 Jul 2010 to 31 Oct 2012)
  • Gary Stephen Taylor

    IRN GST00005

    • CF30 Customer (1 Nov 2007 to 4 Nov 2009)
    • CF21 Investment Adviser (1 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jan 2005 to 23 Aug 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.