Duncan Paul Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • [FCA CF] Client dealing (1 Jan 2020 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 31 Dec 2023)
    • CF30 Customer (8 Apr 2013 to 8 Dec 2019)
    • CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 31 Oct 2007)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • CF30 Customer (26 Jun 2009 to 4 Nov 2009)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 24 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.