Donald MacKechnie

• SCOTTISH WIDOWS LIMITED

  FRN 181655

  • SMF6 Head of Key Business Areas (since 1 Apr 2025)
  • SMF24 Chief Operations (since 10 Feb 2023)
  • [FCA CF] Manager of certification employee (3 Oct 2022 to 9 Feb 2023)
  • [FCA CF] Material risk taker (30 Apr 2020 to 9 Feb 2023)
  • [PRA CF] Significant risk taker or Material risk taker (30 Apr 2020 to 9 Feb 2023)
  • SMF24 Chief Operations (4 Mar 2019 to 29 Apr 2020)
  • CF29 Significant management (26 Feb 2016 to 9 Dec 2018)
  • CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
  • CF11 Money Laundering Reporting (1 Aug 2011 to 15 Jun 2012)
  • CF10 Compliance Oversight (29 Jun 2009 to 15 Jun 2012)
• Black Horse Limited

  FRN 313409

  • SMF9 Chair of the Governing Body (since 1 Apr 2025)
  • CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
• Halifax Share Dealing Limited

  FRN 183332

  • SMF24 Chief Operations (since 1 Sep 2024)
  • SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
  • CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
• Sterling ISA Managers Limited

  FRN 191278

  • SMF24 Chief Operations (since 1 Sep 2024)
  • SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
  • Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 2 Nov 2023)
• Embark Investment Services Limited

  FRN 737356

  • SMF24 Chief Operations (since 1 Sep 2024)
  • SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
  • Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 2 Nov 2023)
• HBOS Investment Fund Managers Limited

  FRN 119223

  • [PRA CF] Managing a material risk taker (since 26 Apr 2024)
  • [FCA CF] Manager of certification employee (since 3 Oct 2022)
  • [PRA CF] Managing a material risk taker (3 Oct 2022 to 14 Dec 2022)
  • CF11 Money Laundering Reporting (1 Aug 2011 to 15 Jun 2012)
  • CF28 Systems and controls (29 Jun 2009 to 15 Jun 2012)
  • CF10 Compliance Oversight (29 Jun 2009 to 15 Jun 2012)
• Scottish Widows Unit Trust Managers Limited

  FRN 122129

  • [PRA CF] Managing a material risk taker (since 26 Apr 2024)
  • [FCA CF] Manager of certification employee (since 26 Apr 2024)
  • SMF24 Chief Operations (10 Feb 2023 to 13 Dec 2023)
  • [PRA CF] Managing a material risk taker (3 Oct 2022 to 14 Dec 2022)
  • [FCA CF] Manager of certification employee (3 Oct 2022 to 9 Feb 2023)
  • CF11 Money Laundering Reporting (1 Aug 2011 to 15 Jun 2012)
  • CF10 Compliance Oversight (18 May 2009 to 15 Jun 2012)
  • CF28 Systems and controls (1 Nov 2007 to 15 Jun 2012)
  • CF14 Risk Assessment (5 Jan 2006 to 31 Oct 2007)
• Scottish Widows Administration Services Limited

  FRN 139398

  • [PRA CF] Managing a material risk taker (since 26 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 15 Mar 2023)
  • [FCA CF] Material risk taker (since 15 Mar 2023)
  • [FCA CF] Manager of certification employee (since 3 Oct 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 21 Apr 2020)
  • CF3 Chief Executive (5 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 May 2009 to 20 Aug 2010)
  • CF10 Compliance Oversight (18 May 2009 to 15 Jun 2012)
  • CF28 Systems and controls (1 Nov 2007 to 15 Jun 2012)
  • CF14 Risk Assessment (5 Jan 2006 to 31 Oct 2007)
• Scottish Widows Schroder Personal Wealth Limited

  FRN 830170

  • [FCA CF] Material risk taker (since 28 Jul 2023)
• Lloyds Bank General Insurance Limited

  FRN 202091

  • SMF24 Chief Operations (since 10 Feb 2023)
  • [FCA CF] Manager of certification employee (3 Oct 2022 to 9 Feb 2023)
  • [PRA CF] Significant risk taker or Material risk taker (30 Apr 2020 to 9 Feb 2023)
  • [FCA CF] Material risk taker (30 Apr 2020 to 9 Feb 2023)
  • SMF24 Chief Operations (4 Mar 2019 to 29 Apr 2020)
  • CF29 Significant management (26 Feb 2016 to 9 Dec 2018)
  • CF10 Compliance Oversight (1 Aug 2011 to 15 Jun 2012)
  • CF28 Systems and controls (1 Aug 2011 to 15 Jun 2012)

No changes recorded yet.