Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF24 Chief Operations (since 10 Feb 2023)
    • [FCA CF] Manager of certification employee (3 Oct 2022 to 9 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (30 Apr 2020 to 9 Feb 2023)
    • [FCA CF] Material risk taker (30 Apr 2020 to 9 Feb 2023)
    • SMF24 Chief Operations (4 Mar 2019 to 29 Apr 2020)
    • CF29 Significant management (26 Feb 2016 to 9 Dec 2018)
    • CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
    • CF10 Compliance Oversight (1 Aug 2011 to 15 Jun 2012)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 May 2019)
    • [FCA CF] Material risk taker (since 20 May 2019)
    • [PRA CF] Managing a material risk taker (30 Apr 2020 to 4 Aug 2022)
    • [FCA CF] Manager of certification employee (30 Apr 2020 to 4 Aug 2022)
    • CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • [FCA CF] Manager of certification employee (1 Dec 2023 to 26 Apr 2024)
    • SMF24 Chief Operations (10 Feb 2023 to 14 Feb 2023)
    • CF28 Systems and controls (1 Aug 2011 to 15 Jun 2012)
    • CF10 Compliance Oversight (1 Aug 2011 to 15 Jun 2012)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 2 Nov 2023)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 2 Nov 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (30 Apr 2020 to 4 Aug 2022)
    • [PRA CF] Managing a material risk taker (30 Apr 2020 to 4 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (20 May 2019 to 29 Apr 2020)
    • [FCA CF] Material risk taker (20 May 2019 to 29 Apr 2020)
    • CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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