Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St Andrew's Insurance Plc
FRN 202932
- SMF24 Chief Operations (since 10 Feb 2023)
- [FCA CF] Manager of certification employee (3 Oct 2022 to 9 Feb 2023)
- [PRA CF] Significant risk taker or Material risk taker (30 Apr 2020 to 9 Feb 2023)
- [FCA CF] Material risk taker (30 Apr 2020 to 9 Feb 2023)
- SMF24 Chief Operations (4 Mar 2019 to 29 Apr 2020)
- CF29 Significant management (26 Feb 2016 to 9 Dec 2018)
- CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
- CF10 Compliance Oversight (1 Aug 2011 to 15 Jun 2012)
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Lloyds Bank PLC
FRN 119278
- [PRA CF] Significant risk taker or Material risk taker (since 20 May 2019)
- [FCA CF] Material risk taker (since 20 May 2019)
- [PRA CF] Managing a material risk taker (30 Apr 2020 to 4 Aug 2022)
- [FCA CF] Manager of certification employee (30 Apr 2020 to 4 Aug 2022)
- CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
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- [FCA CF] Manager of certification employee (1 Dec 2023 to 26 Apr 2024)
- SMF24 Chief Operations (10 Feb 2023 to 14 Feb 2023)
- CF28 Systems and controls (1 Aug 2011 to 15 Jun 2012)
- CF10 Compliance Oversight (1 Aug 2011 to 15 Jun 2012)
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- SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
- Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 2 Nov 2023)
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- SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
- Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 2 Nov 2023)
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- [FCA CF] Manager of certification employee (30 Apr 2020 to 4 Aug 2022)
- [PRA CF] Managing a material risk taker (30 Apr 2020 to 4 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (20 May 2019 to 29 Apr 2020)
- [FCA CF] Material risk taker (20 May 2019 to 29 Apr 2020)
- CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
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- CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
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- CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.